# Milestone-Proposal:Shannon

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Docket #:2015-09

### This Proposal has been approved, and is now a Milestone

**To the proposer’s knowledge, is this achievement subject to litigation?**

**Is the achievement you are proposing more than 25 years old?**
Yes

**Is the achievement you are proposing within IEEE’s designated fields as defined by IEEE Bylaw I-104.11, namely: Engineering, Computer Sciences and Information Technology, Physical Sciences, Biological and Medical Sciences, Mathematics, Technical Communications, Education, Management, and Law and Policy. **
Yes

**Did the achievement provide a meaningful benefit for humanity?**
Yes

**Was it of at least regional importance?**
Yes

**Has an IEEE Organizational Unit agreed to pay for the milestone plaque(s)?**
Yes

**Has an IEEE Organizational Unit agreed to arrange the dedication ceremony?**
Yes

**Has the IEEE Section in which the milestone is located agreed to take responsibility for the plaque after it is dedicated?**
Yes

**Has the owner of the site agreed to have it designated as an IEEE Milestone?**
Yes

**Year or range of years in which the achievement occurred:**

1939-1967

**Title of the proposed milestone:**

Development of Information Theory, 1939-1967

**Plaque citation summarizing the achievement and its significance:**

The mathematical principles of Information Theory, laid down by Claude Elwood Shannon over the period 1939-1967, set in motion a revolution in communication system engineering. They quantified the concept of information, established fundamental limits in the representation and reliable transmission of information, and revealed the architecture of systems for approaching them. Today, Information Theory continues to provide the foundation for advances in information collection, storage, distribution, and processing.

**200-250 word abstract describing the significance of the technical achievement being proposed, the person(s) involved, historical context, humanitarian and social impact, as well as any possible controversies the advocate might need to review.**

**IEEE technical societies and technical councils within whose fields of interest the Milestone proposal resides.**

**In what IEEE section(s) does it reside?**

IEEE Boston Section

### IEEE Organizational Unit(s) which have agreed to sponsor the Milestone:

**IEEE Organizational Unit(s) paying for milestone plaque(s):**

**Unit:** Information Theory Society

**Senior Officer Name:** Michelle Effros

**IEEE Organizational Unit(s) arranging the dedication ceremony:**

**Unit:** Information Theory Society

**Senior Officer Name:** Michelle Effros

**IEEE section(s) monitoring the plaque(s):**

**IEEE Section:** Boston Section

**IEEE Section Chair name:** Fausto Molinet

### Milestone proposer(s):

**Proposer name:** Gregory Wornell

**Proposer email:** *Proposer's email masked to public*

**Proposer name:** Emre Teletar

**Proposer email:** *Proposer's email masked to public*

**Please note:** your email address and contact information will be masked on the website for privacy reasons. Only IEEE History Center Staff will be able to view the email address.

**Street address(es) and GPS coordinates in decimal form of the intended milestone plaque site(s):**

Research Laboratory of Electronics Massachusetts Institute of Technology 50 Vassar Street, Cambridge, MA, 02139 Lattitude, Longitude: 42.360397, -71.094217 N42° 21.6238', W71° 5.653'

**Describe briefly the intended site(s) of the milestone plaque(s). The intended site(s) must have a direct connection with the achievement (e.g. where developed, invented, tested, demonstrated, installed, or operated, etc.). A museum where a device or example of the technology is displayed, or the university where the inventor studied, are not, in themselves, sufficient connection for a milestone plaque**.

**Please give the address(es) of the plaque site(s) (GPS coordinates if you have them). Also please give the details of the mounting, i.e. on the outside of the building, in the ground floor entrance hall, on a plinth on the grounds, etc. If visitors to the plaque site will need to go through security, or make an appointment, please give the contact information visitors will need. **
The plaque will be installed within the Research Laboratory of Electronics (RLE) at the Massachusetts Institute of Technology (MIT), whose street address is 50 Vassar Street. The exact site for the plaque is quite close to the location where Claude Shannon carried out his pioneering developments of information theory while at MIT.

**Are the original buildings extant?**

Yes.

**Details of the plaque mounting:**

The plaque is to be displayed on the wall along an interior corridor of the Laboratory, on the floor and in close proximity to where Claude Shannon's office was located while he was at MIT.

**How is the site protected/secured, and in what ways is it accessible to the public?**

The corridor is well-trafficked and accessible to general public at all times without the need for appointments or other special arrangements. The campus buildings are all monitored by campus police.

**Who is the present owner of the site(s)?**

The building in which the plaque will be located is assigned to and is the responsibility of the Research Laboratory of Electronics, Massachusetts Institute of Technology

**What is the historical significance of the work (its technological, scientific, or social importance)? If personal names are included in citation, include justification here. (see section 6 of Milestone Guidelines)**

Before the development of information theory, communication system engineering was a largely heuristic engineering discipline, with little scientific theory to back it up or guide the architecture of such systems.

By 1940, a large number of communication systems existed, major ones including Telegraph, Telephone, AM Radio, Television, etc. These systems are very diverse and separate fields emerged to deal with each of them, using their own set of tools and methodologies. For example, it would have been inconceivable that one would be able to send video over a phone line, as is commonplace today with the advent of the modem. Engineers at that time treated video transmission and telephone technology as separate entities and did not see the connection as simply the transmission of `information’—a concept that in time would cross the boundaries of these disparate fields and bind them together.

In his development of information theory, Shannon was the first person to quantify the notion of information and provided a general theory that reveals the fundamental limits in representation and transmission of information. Information theory as proposed by Shannon, in the broadest sense, can be divided into two parts: 1) that of conceptualization of information and the modelling of information sources and 2) that of reliable transmission of information through noisy channels as next described.

1) Shannon echoed the viewpoint established by Hartley that the information content of a message has nothing to do with its inherent meaning. Rather, Shannon made the key observation that the source of information should be modeled as a random process and proposed entropy (average log probability) as the measure of information content.

Shannon’s source coding theorem states that the average number of bits per symbol necessary to uniquely describe any data source can approach the corresponding entropy as closely as desired. This is the best performance one can hope for in lossless compression. For the case where some error is allowed without impacting semantics (lossy compression), Shannon developed the rate-distortion theory, which describes the fundamental trade-off between fidelity and compression ratio.

2) Shannon abstracted the communication problem as shown in Appendix 1, where the ‘channel’ accounts for any corruption of the sent messages during communication and the ‘transmitter’ is used to add redundancy to combat the corruption. This idea was revolutionary in a world where modulation was generally thought of as an effectively memoryless process and no error-correcting codes had been invented.

From information theory comes the notion of channel capacity, which is a property of any given communication channel, and proved the channel coding theorem: The error rate of data transmitted over a band-limited noisy channel can be reduced to an arbitrarily small amount if the information rate is lower than the channel capacity. This theorem established the fundamental limit of reliable transmission of information, and was very counterintuitive to the existing community.

The development of information theory ultimately established a solid foundation for those techniques that determine digital communications: data compression, data encryption, and data correction, and gave rise to an enormous and sophisticated communications industry. Today, information theory continues to set the stage for the development of communications, data storage and processing, and other information technologies that are indispensable parts of people’s daily lives.

**What obstacles (technical, political, geographic) needed to be overcome?**

Before the development of information theory, various communication systems existed but were treated as entirely disparate entities. Without a scientific theory to back it up, communication was more an art than the hard science it is today. It is Shannon who made the ingenious observation of the fundamental connection among various communication systems – namely, the transmission of information – and provided a unified mathematical theory of them.

When talking about ‘information’, one usually thinks about certainty rather than uncertainty. Thus it was conceptually challenging for Shannon to propose the brand new idea of interpreting information as ‘a measure of choice at the sending end and resolution of uncertainty at the receiving end’.

The two fundamental theorems of information theory, namely his source coding theorem and his channel coding theorem, have defined information theory and had a tremendous influence on computer science and digital communications. While the former was believed and accepted immediately, the latter was considered a shocker and questioned from the beginning, mainly because it was contrary to the common belief at the time that arbitrarily low error probability can only be achieved at the cost of arbitrarily high power or bandwidth. It required a lot of creativity for Shannon to come up with and prove the somewhat counter-intuitive theorem.

**What features set this work apart from similar achievements?**

The development of information theory is more than a breakthrough in a science or engineering field. Due to its revolutionary nature and wide repercussions, it is described as one of humanity’s most remarkable creations, a general scientific theory that profoundly changed the world and how human beings interact with one another.

In particular, information theory transformed communication system engineering, altering all aspects of communication theory and practice.

First of all, Shannon's work introduced the unit ‘bit’ and makes information a measurable quantity just as temperature or energy. He provided a rigorous theory to back up communication engineering, characterized the fundamental limits of communications and transformed it from an art to a science. The theory was general and applicable to the various communication systems that were dealt with using entirely different tools in the pre-Shannon era.

Shannon’s definition of information was intuitively satisfying, but his theory was not without surprises. Before the development of information theory, it was widely believed that to achieve arbitrarily small error probability in transmission, arbitrarily large bandwidth or arbitrarily high power was necessary. Shannon proved this intuitive belief wrong. He was able to show that any given communication channel has a maximum capacity for transmitting information; if the information rate of the source is smaller than that capacity, messages can be sent with vanishingly low error probability when properly encoded.

Moreover, information theory is not just a mathematical theory. In fact, it is hard to overestimate its practical implications. In his famous channel coding theorem, Shannon predicted the role of forward error correction schemes, and this spawned a separate area of investigation in the course of time within digital communications, namely: the coding theory. Nowadays, error correction codes are an indispensable part of essentially all contemporary communication systems.

**Supporting texts and citations to establish the dates, location, and importance of the achievement:** Minimum of five (5), but as many as needed to support the milestone, such as patents, contemporary newspaper articles, journal articles, or chapters in scholarly books. 'Scholarly' is defined as peer-reviewed, with references, and published. **You must supply the texts or excerpts themselves, not just the references**. At least one of the references must be from a scholarly book or journal article. All supporting materials must be in English, or accompanied by an English translation.

Theses:

[A1] C.E.Shannon, A Symbolic Analysis of Relay and Switching Circuits, Master's Thesis http://dspace.mit.edu/bitstream/handle/1721.1/11173/34541425-MIT.pdf?sequence=2

[A2] C.E.Shannon, An Algebra for Theoretical Genetics, Doctoral Thesis http://dspace.mit.edu/bitstream/handle/1721.1/11174/34541447-MIT.pdf?sequence=2

Scholarly Journal Articles:

[B1] C.E.Shannon, A Mathematical Theory of Communication, The Bell System Technical Journal, volume 27, pp.379-423, 623-656, July, October, 1948 (Republished as a monograph in 1949 by the University of Illinois Press with preface by W. Weaver) http://worrydream.com/refs/Shannon%20-%20A%20Mathematical%20Theory%20of%20Communication.pdf

[B2] C.E.Shannon, Communication Theory of Secrecy Systems, The Bell System Technical Journal, volume 28, pp.656-715, October, 1949 http://netlab.cs.ucla.edu/wiki/files/shannon1949.pdf

[B3] C.E.Shannon, Communication in the Presence of Noise, Proceedings of the IRE, volume 37, No.1, pp. 10-21, January, 1949 http://web.stanford.edu/class/ee104/shannonpaper.pdf

[B4] J.R.Pierce, The Early Days of Information Theory, IEEE Transactions on Information Theory, Vol IT-19, No.1, pp. 3-8, January, 1973 http://ieeexplore.ieee.org/stamp/stamp.jsp?tp=&arnumber=1054955

[B5] F.Ellersick, A Conversation with Claude Shannon, IEEE Communications Magazine, Vol.22 No.5, May, 1984 http://ieeexplore.ieee.org/stamp/stamp.jsp?tp=&arnumber=1091957

[B6] Sergio Verdú, Fifty Years of Shannon Theory, IEEE Transactions on Information Theory, Vol.44, No. 6, pp. 2057-2078, October, 1998 http://www.princeton.edu/~verdu/reprints/IT44.6.2057-2078.pdf

[B7] Wilfried Gappmair, Claude E.Shannon: the 50th Anniversary of Information Theory, IEEE Communications Magazine, April, 1999 http://ieeexplore.ieee.org/stamp/stamp.jsp?arnumber=755458

[B8] Samuel W. Thomsen, Some Evidence Concerning the Genesis of Shannon's Information Theory, Studies in History and Philosophy of Science 40 (2009) 81-91 http://ac.els-cdn.com/S0039368108001143/1-s2.0-S0039368108001143-main.pdf?_tid=ef7f753e-316f-11e5-9091-00000aacb361&acdnat=1437679433_91e28c707ddff6fa12a9cf89ced468e8

[B9] C. E. Shannon, R. G. Gallager, and E. R. Berlekamp, Lower bounds to error probability for coding on discrete memoryless channels I, Information and Control, 10, 65-103, 1967. http://ac.els-cdn.com/S0019995867900526/1-s2.0-S0019995867900526-main.pdf?_tid=ef3499a0-5191-11e5-9f2c-00000aab0f01&acdnat=1441212473_e597ba5b84b4adb8b037b9c6a44c957a

Books:

[C1] Paul J. Nahin, The Logician and the Engineer, Princeton University Press, 2012

[C2] James Gleick, The Information: A History, A Theory, A Flood, Pantheon Books, New York, 2011

[C3] N. J. A. Sloane and A. D. Wyner, Claude Elwood Shannon Collected Papers, IEEE Press, Piscataway, NJ, 1993

News Articles:

Miscellaneous:

[E1] C.E.Shannon, Letter to Vannevar Bush, February 16, 1939 http://ieeexplore.ieee.org/xpl/ebooks/bookPdfWithBanner.jsp?fileName=5311546.pdf&bkn=5271069&pdfType=chapter

[E2] John R. Pierce, Looking Back - Claude Elwood Shannon, IEEE Potentials, December 1993 http://ieeexplore.ieee.org/stamp/stamp.jsp?arnumber=282341

[E3] Eugene Chiu, Jocelyn Lin, Brok Mcferron, Noshirwan Petigara, Satwiksai Seshasai, Mathematical Theory of Claude Shannon, 6.933J/STS.420J The Structure of Engineering Revolutions, MIT, 2001 http://web.mit.edu/6.933/www/Fall2001/Shannon1.pdf

[E4] Ioan James FRS, Claude Elwood Shannon: 30 April 1916 - 24 February 2001, Biographical Memoirs of Fellows of the Royal Society http://rsbm.royalsocietypublishing.org/content/roybiogmem/55/257.full.pdf?

[E5] Bernard Dionysius Geoghegan, The Historic Conceptualization of Information: A Critical Survey, IEEE Annals of the History of Computing, 30(1), 66-81 http://pages.uoregon.edu/koopman/courses_readings/phil123-net/intro/Geoghegan_HistoriographicConception_information.pdf

Awards:

Claude Shannon received dozens of major professional awards and other forms of recognition over his career, which are also testimony to the extraordinary importance of his development of information theory, to which he devoted his career. Below are a few examples; a more extensive list can be found in Shannon’s wikipedia entry https://en.wikipedia.org/wiki/Claude_Shannon .

[F1] Stuart Ballatine Medal, 1955

[F2] IEEE Medal of Honor, 1966

[F3] National Medal of Science, 1966

[F4] IEEE Claude E. Shannon Award, 1972

[F5] Harvey Prize, 1972

[F6] Harold Pender Award, 1978

[F7] John Fritz Medal, 1983

[F8] Elected to National Academy of Engineering, 1985

[F9] Kyoto Prize, 1985

[F10] National Inventors Hall of Fame, 2004

**Supporting materials (supported formats: GIF, JPEG, PNG, PDF, DOC): ** All supporting materials must be in English, or if not in English, accompanied by an English translation. **You must supply the texts or excerpts themselves, not just the references**. For documents that are copyright-encumbered, or which you do not have rights to post, email the documents themselves to ieee-history@ieee.org. Please see the Milestone Program Guidelines for more information.

**Please email a jpeg or PDF a letter in English, or with English translation, from the site owner(s) giving permission to place IEEE milestone plaque on the property, and a letter (or forwarded email) from the appropriate Section Chair supporting the Milestone application to ieee-history@ieee.org with the subject line "Attention: Milestone Administrator." Note that there are multiple texts of the letter depending on whether an IEEE organizational unit other than the section will be paying for the plaque(s). **

**Please recommend reviewers by emailing their names and email addresses to ieee-history@ieee.org. Please include the docket number and brief title of your proposal in the subject line of all emails.**